Neil Bloomfield presented at the SIFMA C&L Annual Seminar on March 20, 2018. Mr. Bloomfield provided an outside counsel perspective on managing large scale litigation and investigations. The panel focused on incorporating project management techniques from business into the practice of law and innovations in technology and processes that can make the practice more efficient and effective. Mr. Bloomfield presented alongside experts from Integreon and Fidelity Investments. SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. The 2018 Seminar was the 50th annual event.
MemberNeil regularly represents clients with responses to inquiries by Federal (e.g. CFTC, OCC, FRB, SEC, IRS, DOJ, and various U.S. Attorney's offices and Congressional Commissioners), State (e.g. the North Carolina Attorney General ...
About MVA White Collar Defense, Investigations, and Regulatory Advice Blog
As government authorities around the world conduct overlapping investigations and bring parallel proceedings in evolving regulatory environments, companies face challenging regulatory and criminal enforcement dynamics. We help keep our clients up to date in these fast-moving areas and to serve as a thought leader.
The latest from MVA White Collar Defense, Investigations, and Regulatory Advice Blog
- CFPB Finalizes Personal Financial Data Rights Rule 1033
- SEC Settlement Reminds Firms to Periodically Review Their Use of Models, Calculators and Tools When Making Client Recommendations
- THE DESK: MVA’s Swaps & Derivatives Newsletter
- CA Governor Vetoes AI Safety Bill but Indicates Additional AI Regulation Forthcoming